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© All Rights Reserved. ApplyBlast.com
FINRA
The Senior Analyst, Manipulation position within the Surveillance section of Regulatory Operations conducts routine surveillance reviews to identify unusual market activity and potential violations of federal securities, FINRA, and RSA client rules. The role involves analyzing trading activity, drafting summaries of regulatory updates, and assisting in the development of new analytics and surveillance tools to detect fraudulent activity. The analyst presents investigative findings to management and ensures compliance with established protocols and standards.
Headquarters
Washington, District Of Columbia, United States
Company Size
1001-5000 employees
Founded
2007
FINRA, the Financial Industry Regulatory Authority, is a nonprofit self-regulatory organization that oversees U.S. broker-dealers and securities markets. It works to protect investors and maintain market integrity through regulation, enforcement, licensing, arbitration and mediation services, and market surveillance. FINRA operates in the financial services and securities regulation industry.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for FINRA.
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