Senior Compliance Advisor (Sales & Marketing Collateral)

Great Gray (1 month ago)

HybridFull TimeSenior$100,000 - $150,000Risk and Compliance

About this role

The Senior Compliance Advisor at Great Gray is responsible for overseeing marketing and sales compliance for collective investment trusts and related fiduciary products and services. The role partners closely with legal, marketing, product, and sales teams to develop and implement compliant marketing policies and review advertising and communications. Reporting to the Chief Compliance Officer, this position helps manage regulatory risk, applies securities law and anti-fraud principles, and supports the firm’s brand and growth objectives. The position operates within a high-growth, dynamic environment focused on retirement and investment products.

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Required Skills

Marketing Compliance
Regulatory Compliance
Risk Management
Securities Law
Anti Fraud
Advertising Review
Sales Literature Review
CIT Products
Investment Products
Social Media Compliance

+16 more

Qualifications

Bachelor’s Degree
BS in Finance
BS in Business Administration
FINRA Series 6
FINRA Series 7
FINRA Series 24
FINRA Series 63
FINRA Series 65
FINRA Series 66

About Great Gray

greatgray.com

Great Gray Trust Company is a trust firm that specializes in collective investment trusts (CITs), offering tax‑exempt retirement investment solutions for institutional retirement plans. The firm emphasizes growth‑oriented, technology‑driven innovation to streamline operations and unlock efficiencies for plan sponsors and their participants. Great Gray focuses on expanding and transforming retirement solutions through tailored CIT products designed to help clients meet long‑term retirement goals.