Senior Compliance Advisor
Fidelity(1 month ago)
About this role
A Senior Compliance Advisor at Fidelity Institutional Compliance provides technical and interpretative compliance expertise for Fidelity Capital Markets (FCM). The role supports regulatory interpretation and the maintenance of supervisory frameworks for trading activities, ensuring alignment with securities laws and industry standards.
Required Skills
- Equity Trading
- Options Trading
- Trade Reporting
- Policy Writing
- Regulatory Analysis
- Training Delivery
- Surveillance
- Stakeholder Management
- Communication
- Analytical Skills
+1 more
Qualifications
- College Degree
- MBA
- Law Degree
About Fidelity
fidelity.comFidelity Investments is a leading financial services company that specializes in helping individuals and businesses achieve their financial goals through a wide range of products and services. These offerings include brokerage, retirement planning, investment management, and wealth management, as well as tools for saving and spending efficiently. With a focus on customer support and financial guidance, Fidelity aims to empower its clients to make informed financial decisions to secure their futures. The company is known for its robust online trading platforms and comprehensive financial planning resources.
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