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Senior Compliance Analyst, APAC at Wellington Management Company - ApplyBlast

Senior Compliance Analyst, APAC

Wellington Management Company

4 months ago

Tokyo, Japan

Hybrid

Full Time

Senior

0 applicants

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About this role

Wellington Management is seeking a Compliance Analyst for its Tokyo office to support the APAC Compliance team in ensuring effective regulatory compliance arrangements for the Japan business. This role involves assisting with regulatory risk assessments, providing compliance advice to client-facing teams, and drafting local policies that align with global standards and local Japanese requirements.

Responsibilities

Assist with regulatory risk assessments and compliance testing
Provide compliance advice on sales and marketing materials
Draft and update local policies reflecting Japanese regulations
Complete local regulatory filings such as FSA and IMAJ
Design and deliver training on local compliance requirements

Skills

Qualifications

8-10 years financial industry experience5+ years in ComplianceJSDA internal control manager qualificationITM experience preferredRegulatory filings experience (FSA, IMAJ)

About Wellington Management Company

wellington.com

Headquarters

Boston, Massachusetts, United States

Company Size

1001-5000 employees

Founded

1933

View Profile

Wellington Management is one of the world's leading independent asset management firms, founded in 1928 and headquartered in Boston with a global presence across major international and Asian financial centers. The firm manages over $1.3 trillion in client assets across equities, fixed income, multi-asset, alternatives, and private investing strategies. Wellington serves 3,000+ clients across 60+ countries, offering integrated investment capabilities grounded in deep multi-disciplinary research and a collaborative investment culture.