Senior Compliance Analyst
Dimensional(1 month ago)
About this role
The Compliance Senior Analyst at Dimensional's Compliance department assists in the day-to-day transactions relating to compliance, ensuring adherence to regulatory bodies and governing laws. This role is involved in reviewing marketing communications, advising teams on compliance issues, and maintaining compliance processes and procedures.
Required Skills
- Compliance Analysis
- Marketing Review
- Regulatory Knowledge
- Interpersonal Skills
- Analytical Mindset
Qualifications
- Bachelor’s degree or equivalent experience
- 5+ years of professional work experience
- 2+ years in a compliance related field
- Series 7 preferred or must complete within 1 year
- Series 24 preferred
About Dimensional
dimensional.comExperience Dimensional Investing. Learn how we put financial science to work for clients around the world.
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