Senior Compliance Business Oversight Analyst (4272)
TD Bank Group(20 days ago)
About this role
This role is within TD's Global Compliance Department, focusing on regulatory oversight for the Canadian Wealth businesses. The position involves reviewing compliance processes, managing risk, and ensuring adherence to securities regulations in an asset management environment. It supports the firm's commitment to compliance, operational effectiveness, and industry best practices.
Required Skills
- Regulatory Compliance
- Asset Management
- Trade Oversight
- Securities Regulations
- Data Analysis
- Risk Management
- Trade Systems
- Financial Instruments
- Process Improvement
- Communication
About TD Bank Group
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