Senior Compliance Consultant
iA Private Wealth(20 days ago)
About this role
The role involves overseeing the conduct and practices of insurance advisors, ensuring compliance with regulations, and providing coaching and guidance. The position requires detailed knowledge of insurance industry regulations and internal policies, and it aims to support the organization in maintaining ethical and legal standards.
Required Skills
- Regulatory Compliance
- Insurance Laws
- Policy Development
- Risk Management
- Communication Skills
- Legal Research
- Coach and Mentor
- Financial Services
- Anti-Money Laundering
- Industry Regulations
About iA Private Wealth
iaprivatewealth.caiA Private Wealth – Holistic wealth management tailored for Canadians. Retirement, tax, estate and investment planning with trusted advisors by your side.
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