Senior Compliance Governance & Operations Analyst (4573)
TD Bank Group(13 days ago)
About this role
A Senior Compliance Governance & Operations Analyst at TD supports the global personal account trading compliance program by conducting audits, streamlining operations, advising on regulations, and coordinating with various teams. The role requires managing multiple projects and staying current with regulatory changes, contributing to the firm's compliance culture.
Required Skills
- Compliance
- Regulations
- Risk Assessment
- Audit
- Data Analysis
- Monitoring
- Training
- Control Framework
- Incident Management
- Financial Regulations
Qualifications
- University Degree
- 5+ Years Compliance Experience in Securities Industry
- Canadian Securities Course
- Conduct and Practices Handbook
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
View more jobs at TD Bank Group →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at TD Bank Group
Similar Jobs
Compliance Analyst
EKN Engineering(5 days ago)
Compliance Advisor
iA Private Wealth(12 days ago)
Senior Compliance Officer - Operations Compliance
BMO US(13 days ago)
12 month Regulatory Compliance Contractor position - Fresh graduates welcome
PIMCO(20 days ago)
Compliance & Surveillance Analyst
ElectronX(3 months ago)
Associate, Risk/Compliance
Oscar Health(4 days ago)