Purpose Unlimited
As a Senior Manager of Compliance at Purpose Unlimited, you will lead the operational execution of the firm's regulatory program for its registered portfolio manager and exempt market dealer status. You will partner with business leaders to translate complex securities laws and AML obligations into practical guidance while designing scalable risk frameworks. This proactive role involves managing regulatory engagements, overseeing AI-assisted compliance tools, and fostering a culture of risk awareness within a rapidly evolving financial landscape.
Purpose Unlimited is a Canadian financial services company that brings together investment expertise, independent advice, technology, and capital through an ecosystem of brands including Purpose Investments, Advisor Solutions, Steadyhand, Harness Investment Management, Foundation Wealth Partners, and Driven by Purpose. The company offers modern investment solutions, end-to-end platforms for independent financial advisors, personalized wealth advice, and flexible financing for Canadian small businesses. Purpose Unlimited's mission is to help Canadians build, grow, and protect their wealth.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Purpose Unlimited.
13% above the average for this role