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© All Rights Reserved. ApplyBlast.com
CAPTRUST
CAPTRUST is seeking a Senior Compliance Manager to lead enterprise compliance and broker‑dealer supervisory processes, develop policies, conduct risk‑based testing, and oversee training and surveillance programs. The role requires independent analytical work, regulatory risk mitigation, and the ability to guide and improve the firm’s compliance framework while managing projects and teams.
Headquarters
Raleigh, North Carolina, United States
Company Size
1001-5000 employees
Founded
1989
CAPTRUST is a U.S.-based registered investment advisory firm that provides wealth management and financial planning services to individuals, families, and endowments, as well as retirement plan advisory services to employers and institutions. The firm also supports nonprofit organizations and institutional clients with investment advisory and fiduciary services.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for CAPTRUST.
CAPTRUST didn’t post a salary, so this is our estimate from similar listings.
18% below the average for this role