Senior Compliance Officer
SEI (1 month ago)
About this role
A Senior Compliance Officer at SEI Investments (Europe) Ltd is a senior member of the Compliance department responsible for providing expert regulatory guidance across the firm. The role supports SIEL’s asset management, distribution and fiduciary activities by interpreting applicable regulations and contributing to the company’s governance and control frameworks. It reports to the Head of Advisory and works closely with business, risk and group colleagues.
Required Skills
- Regulatory Advice
- Regulatory Research
- Stakeholder Management
- Policy Writing
- Financial Promotions
- Risk Assessment
- Compliance Monitoring
- Communication
- Analysis
- Project Management
+1 more
About SEI
seic.comSEI is a global provider of technology and investment solutions serving financial institutions, wealth managers, asset managers, corporations and affluent families. The firm offers outsourced investment management and administration, investment processing and operations, and integrated technology platforms for portfolio management, reporting and client servicing. By combining proprietary software, operational outsourcing and investment expertise, SEI helps clients scale, streamline operations, enhance reporting and manage risk and compliance. Clients choose SEI for its customizable, end-to-end solutions and industry experience across global markets.
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