Senior Compliance Professional

This role supports Wealth Management Investment Compliance and the Wealth Management Investment Practice with compliance risk oversight, policy and procedure governance, business advisory support, and strategic execution across investment-related processes. The position requires a senior compliance professional who can connect regulatory expectations, fiduciary obligations, operational controls, and business priorities into clear guidance for stakeholders. The role involves conducting performance management, overseeing compliance with the code of ethics, and advising business partners on applicable laws and regulations. Additionally, the incumbent develops written procedures, identifies compliance risks, and partners with Corporate Compliance to ensure regulatory adherence.