Senior Conduct and Compliance Manager
DF Capital
About this role
A Senior Conduct and Compliance Manager in the Risk department oversees adherence to regulatory standards and internal policies within the financial services industry. The role involves developing and implementing compliance programs and ensuring ethical practices across the organization.
Skills
About DF Capital
dfcapitalmanagement.comDF Capital Management is a real estate investment and lending firm focused on fully entitled land. Marketed as America’s Leading Land Investment Partner, DF Capital deploys capital to acquire, entitle, and finance land opportunities to generate consistent quarterly income. The firm emphasizes risk mitigation through disciplined underwriting and a diversified, land-focused portfolio. By partnering with developers and investors, DF Capital aims to unlock value in prime land assets across multiple markets.
Recent company news
InvestegateRiver MicroCap - MicroClip Series - George Ensor, Portfolio Manager - Investment case for DF Capital
2 days ago
TipRanksDF Capital CFO Buys Shares in Specialist Bank
1 month ago
Business LiveHow ‘Mancunian spirit’ is helping city’s homegrown bank DF Capital to grow
Sep 16, 2025
TipRanksDF Capital Chair Mark Stephens Increases Stake with Share Purchase
Jan 15, 2026
Investors' ChronicleDistribution Finance Capital points to big asset finance opportunity
Sep 11, 2025
About DF Capital
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for DF Capital.
Salary
$103k – $139k
per year