Senior Counsel, Advice and Brokerage
MissionSquare Retirement(20 days ago)
About this role
MissionSquare, a financial services organization dedicated to public sector retirement needs, is hiring a Senior Counsel for Advice and Brokerage. The role involves providing legal and regulatory guidance on broker-dealer and investment advisory offerings, supporting business growth, and ensuring compliance with laws and regulations.
Required Skills
- Securities Law
- Regulatory Compliance
- Legal Drafting
- Contract Negotiation
- Investment Advisers Act
- FINRA Rules
- Financial Regulation
- Legal Advice
- Legal Analysis
- Legal Communication
Qualifications
- Juris Doctor
- Active Bar Admission
- 8+ Years Securities Law Experience
About MissionSquare Retirement
missionsq.orgMissionSquare manages and administers 457, 403 and 401 retirement plans exclusively for the benefit of public sector employers and employees.
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