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Senior Field Supervision Manager at Manulife - ApplyBlast

Senior Field Supervision Manager

Manulife

3 months ago

3.9 on Glassdoor

Vancouver, British Columbia, Canada

Hybrid

Full Time

Senior

0 applicants

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About this role

A Senior Field Supervision Manager at Manulife Wealth Inc. oversees Tier 1 daily supervisory activities for advisors registered with CIRO, fostering a strong compliance culture to protect clients and teams. The role involves executing complex reviews, managing escalations, providing training, and conducting regular onsite visits to high-value and high-risk advisor offices within the region.

Responsibilities

Implement effective compliance culture for advisor teams
Execute complex reviews of trade reports and new accounts
Conduct onsite visits to high-risk advisor offices
Provide training and guidance to Field Supervision Associates
Manage escalations and support regulatory inquiries

Skills

Qualifications

Registered as a Supervisor with CIRORegistered Representative with CIROCompletion of CSC CourseCompletion of CPH CourseCompletion of Investment Dealer Supervisors Courses

About Manulife

manulife.com

Headquarters

Toronto, Ontario, Canada

Company Size

10001+ employees

View Profile

Manulife is a leading financial services group. We provide financial advice, insurance, as well as wealth and asset management solutions for individuals, groups and institutions.