Senior Manager, Advisory Compliance
TD Bank Group(3 months ago)
About this role
The Senior Manager Advisory Compliance at TD is responsible for leading compliance activities for global markets businesses, serving as a product specialist across equities and fixed income. The role is based in Singapore and focuses on interpreting and implementing regulatory and exchange requirements, coordinating with global advisory teams, and supporting business and control functions to mitigate compliance risk.
Required Skills
- Equities
- Fixed Income
- Regulatory Knowledge
- Stakeholder Management
- Trade Surveillance
- Risk Assessment
- Policy Development
- Training Delivery
- Market Abuse
- Advisory Compliance
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
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