Senior Paralegal, Ethics
FINRA(5 days ago)
About this role
A Paralegal supporting the Ethics Office attorneys and senior management at FINRA, working independently on advisory and investigation assignments. The role involves drafting legal documents, supporting case management, and assisting in process improvements within a regulatory environment.
Required Skills
- legal Research
- Legal Drafting
- Editing
- Case Management
- Compliance
- FINRA
- Legal Libraries
- Legal Procedures
- Policy Analysis
- MS Office
About FINRA
finra.orgA vibrant market is at its best when it works for everyone. Join the Industry or Take an Exam Register Have Questions or Concerns? Contact Us Look up FINRA Disciplinary Actions Search Cases Research a Broker or Firm Search Brokercheck Featured Member Firm Hub New FINRA Initiatives to Support Members, Markets, and the Investors They Serve By Robert Cook, President and CEO, FINRA. To serve its mission—promoting investor protection, market integrity, and vibrant capital markets—FINRA must continuously improve its regulatory policies and programs to make them more effective and efficient. During my time as CEO, we have worked hard
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