Santander

Sr. Advisor, Compliance

Santander

2 months ago
Boston, MA
Hybrid
Full Time
Senior
0 applicants
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Santander
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About this role

A Senior Advisor, Compliance at Santander supports the firm’s compliance function for Broker-Dealer and RIA operations, helping ensure regulatory program governance and adherence to FINRA and SEC requirements. The role partners with business stakeholders and contributes to the organization’s broader regulatory and risk-management objectives.

Skills

Qualifications

Bachelor's DegreeMaster's Degree (Preferred)FINRA Series 7FINRA Series 24FINRA Series 53
Santander

About Santander

santander.com

Santander is a global banking group headquartered in Spain that provides retail, corporate and investment banking, payments, asset management and insurance across Europe, Latin America and other markets. Its stated purpose is to help people and businesses prosper, guided by the values Simple, Personal and Fair, and it serves customers through a mix of branch networks and digital channels. Companies and consumers choose Santander for its broad product set, international footprint and focus on digital innovation and sustainable finance.

About Santander

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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