American Beacon Advisors
The Senior Compliance Analyst reports to the Chief Compliance Officer and collaborates with the team to administer the compliance program for the company's FINRA-member broker-dealer, affiliated advisers, and fund family. The role ensures adherence to federal and state securities laws, including the Securities Exchange Act of 1934, FINRA rules, and the Investment Advisers Act of 1940. This position supports regulatory compliance, marketing material reviews, and registered representative oversight within a hybrid work environment in Irving, Texas.
American Beacon Advisors is an investment management platform offering institutional and advisory access to a broad range of high-quality investment strategies. Through its best-ideas open architecture, the firm enables flexible, innovative solutions and transparent manager selection. It partners with leading asset managers to deliver strategies across traditional, alternative, and income-focused products, including collaborations with firms like DoubleLine Capital and CPII to address inflation and income needs. The goal is to provide earned alpha and enduring value for clients.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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American Beacon Advisors didn’t post a salary, so this is our estimate from similar listings.
Right around the average for this role