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Sr Analyst, Surveillance at LPL Financial - ApplyBlast

Sr Analyst, Surveillance

LPL Financial

2 days ago

3.5 on Glassdoor

Charlotte, North Carolina, United States

Onsite

Full Time

Senior

0 applicants

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About this role

The Senior Data Analyst in the Surveillance Organization builds, maintains, and enhances metrics, dashboards, and reporting to manage risk, report results to senior leaders, and inform strategic business decisions. The role involves analyzing data to identify trends, preparing insights for surveillance reviews, and partnering with stakeholders to understand reporting needs. Success includes developing a solid understanding of LPL's data environment and providing actionable insights to improve risk posture and operational decisions.

Responsibilities

Develop and maintain dashboards and reports tracking key Risk and Compliance metrics
Analyze data to identify trends and drivers of assigned risk and oversight areas
Partner with business stakeholders to understand reporting needs and provide actionable insights

Skills

Qualifications

Bachelor's degree in Business Analytics, Finance, Economics, Statistics, Mathematics, Data Science, Information Systems, or related field

About LPL Financial

lpl.com

Headquarters

San Diego, California, United States

Company Size

5001-10000 employees

Founded

1989

View Profile

A leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.