Sr. Associate, Registrations
Raymond James
About this role
A Registration Specialist at Raymond James supports the firm's candidate registration and affiliation processes within the securities and advisory business. The role operates under direct supervision and works with internal stakeholders and candidates to facilitate regulatory registrations and escalations. It contributes to maintaining compliance with FINRA, SEC, and state requirements while handling registration-related records and communications.
Skills
Qualifications
About Raymond James
rjcapitalmarkets.comN/A
Recent company news
About Raymond James
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Raymond James.
Salary
$77k – $103k
per year
More jobs at Raymond James
Similar Jobs
Associate/Assistant Vice President - Compliance (FINRA Registration & Central Compliance Generalist)
PJT Partners
Founding Compliance Leader (Director - CCO)
Crux
Sales Supervision Manager
Jackson
Unit 42 (Medicine/Telemetry/Oncology), Nursing Student - Dayshift (7am-7:30pm)
GBMC HealthCare
Marketing Supervisory Principal
D.A. Davidson
Tax Operations, Registrations
Anrok