Sr Business Control Specialist - Business Controls – Policy Compliance

Merrill Lynch

7 days ago

3.9 on Glassdoor

Charlotte, NC

Onsite

Full Time

Senior

1 applicant

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About this role

A Control and Compliance Specialist at Bank of America ensures adherence to enterprise-wide standards by monitoring controls, conducting quality assurance, and supporting regulatory compliance across financial operations.

Skills

Qualifications

Minimum 3+ years of experience in the Audit, Compliance, or Risk function of a large financial services company, multi-national company, public accounting firm, or with a regulatory agencyKnowledge of applicable laws, rules, regulations, enterprise policies, and control frameworksAbility to communicate complex ideas in a clear and concise mannerProfessionalism, dependability, integrity and trustworthiness combined with a cooperative attitudeAbility to thrive in a dynamic team environment

About Merrill Lynch

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Merrill Lynch is the wealth management arm of Bank of America, providing financial advisory and investment services to individuals, families, and institutions. It delivers personalized planning and portfolio management — including retirement, trust, estate, and brokerage solutions — supported by in-house research, digital tools, and broad institutional resources. Clients work with Merrill financial advisors to pursue long-term goals across every stage of life and career. The firm emphasizes an integrated offering that combines advisory expertise with Bank of America’s banking and custody capabilities.