Thrivent

Sr Compl / Reg Analyst LIC

Thrivent

1 month ago
Minneapolis, MN
Hybrid
Full Time
Medior
0 applicants
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Thrivent
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About this role

This role analyzes and applies complex regulatory and compliance requirements to business practices, ensuring controls and processes are established and effective. The position provides consultative advice to business partners, supports regulatory investigations and audits, and helps maintain Thrivent’s regulatory posture and reputation.

Skills

Qualifications

Bachelor's DegreeFINRA Series 7FINRA Series 24FINRA Series 63FINRA Series 65
Thrivent

About Thrivent

thrivent.com

Plan your finances for the people, causes and community you love.

About Thrivent

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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