Sr Compliance Analyst (Compliance Testing)
Apex Fintech Solutions(21 days ago)
About this role
Apex Fintech Solutions is seeking a Senior Compliance Analyst to ensure adherence to regulatory frameworks within their fintech environment. The role involves executing compliance testing activities, assessing risks, and collaborating across teams to maintain high standards of regulatory compliance. This position supports the company's mission to innovate and democratize access to financial markets.
Required Skills
- SQL
- Data Analysis
- Control Testing
- Risk Assessment
- Regulatory Compliance
- Excel
- Workflow Analysis
- Data Validation
- Automation
- Finra
Qualifications
- Bachelor's Degree
- 5+ years of experience in Compliance or Financial Services Testing
- Certifications like CIA or ICA (desirable)
About Apex Fintech Solutions
apexfintechsolutions.comUncover cloud-native wealth tech solutions and digital investing platforms from Apex. Power your financial institution’s growth—explore our technology today.
View more jobs at Apex Fintech Solutions →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at Apex Fintech Solutions
Similar Jobs
Compliance Monitoring and Testing, Vice President
BlackRock(22 days ago)
Risk and Compliance Analyst
JM Family Enterprises(1 month ago)
Sr. Compliance Officer, LRC
BMO US(21 days ago)
AVP, Compliance Independent Assessment Analyst
Citi(14 days ago)
Compliance Independent Assessment Officer- Vice President
Citi(15 days ago)
Senior Compliance Manager
Altruist(14 days ago)