Sr Compliance Manager - Compliance Testing and Regulatory Management for Key Investment Services (KIS)

The Key Investment Services Senior Compliance Manager reports to the KIS Chief Compliance Officer and leads a small compliance team focused on compliance testing and regulatory management for the firm. The role supports development of compliance programs, policies and business plans and serves as a recognized second-line-of-defense resource internally and externally. The position operates within a retail broker/dealer and investment adviser affiliate of KeyBank and interfaces with enterprise risk and regulatory stakeholders.