Sr. Manager, Regulatory Advisory Compliance
T. Rowe Price(1 month ago)
About this role
A Compliance Consultant at T. Rowe Price who partners with internal clients to implement strategic compliance initiatives for the firm’s proprietary and subadvised 40 Act products. The role leverages subject-matter expertise in federal securities statutes to support compliance governance, reporting, and the firm’s mutual fund business expansion. It involves cross-department collaboration to ensure regulatory-aligned programs and controls are in place.
Required Skills
- Compliance
- Regulatory
- Advisers Act
- Reporting
- Risk Assessment
- Project Management
- Stakeholder Management
- Analysis
- Communication
- Excel
+1 more
Qualifications
- Bachelor's Degree
About T. Rowe Price
troweprice.comT. Rowe Price, a global investment management firm dedicated to helping clients achieve long term success.
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