Sr Mgr., Controls Mgmt - Personal Investor - Brokerage and Investments / Distribution
Vanguard
About this role
A Senior Manager, Controls Management at Vanguard leads teams responsible for the internal control framework across Personal Investor - Brokerage and Investments and Distribution. The role partners with business and second-line functions to strengthen control governance, ensure audit readiness, and support regulatory compliance. It delivers risk and control insights to senior leadership and drives improvements in control design and oversight.
Skills
Qualifications
About Vanguard
vanguardjobs.comVanguard is an investment management company offering mutual funds, ETFs, brokerage, retirement, and advisory services.
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About Vanguard
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Vanguard.
Salary
$121k – $159k
per year