Sr Mgr., Controls Mgmt - Personal Investor - Brokerage and Investments / Distribution

Our Group(1 month ago)

HybridFull TimeManager$121,225 - $158,524 (estimated)Risk and Controls

About this role

A Senior Manager, Controls Management at Vanguard leads teams responsible for the internal control framework across Personal Investor - Brokerage and Investments and Distribution. The role partners with business and second-line functions to strengthen control governance, ensure audit readiness, and support regulatory compliance. It delivers risk and control insights to senior leadership and drives improvements in control design and oversight.

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Required Skills

Risk Management
Control Frameworks
Control Automation
Audit Readiness
Stakeholder Management
Data Analysis
Reporting
Team Leadership
Process Inventory
RCSA

Qualifications

Undergraduate Degree
Graduate Degree Preferred
FINRA SIE
Series 7
Series 63
Series 24

About Our Group

vanguardjobs.com

New Relic is a cloud-native observability platform that helps developers and operations teams monitor, troubleshoot, and optimize applications, infrastructure, and digital customer experiences. It offers application performance monitoring (APM), distributed tracing, logs, metrics, infrastructure monitoring, synthetics, dashboards, and alerting, all unified in the New Relic One platform. The service ingests telemetry from across cloud-native and hybrid stacks, provides powerful query and visualization tools, and includes AI/ML-assisted insights to speed incident response and capacity planning. Organizations use New Relic to correlate metrics, traces, and logs in one place for real‑time visibility and faster troubleshooting.

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