Sr Operations Specialist (Settlements & Buy-Ins)
Apex Fintech Solutions(24 days ago)
About this role
An Operations Specialist (Settlements & Buy-Ins) at Apex Fintech Solutions is a mid-level operations professional based in Dallas supporting the firm’s settlement and buy-in functions for broker-dealer clients. The role is part of the expanding Operations team that enables Apex’s digital wealth management platform and partners with technology, product, and client teams. It contributes to regulatory and risk oversight while supporting core custody, clearing, and settlement services.
Required Skills
- Settlements
- Risk Management
- Regulatory Compliance
- Reconciliations
- Client Relations
- Automation
- Process Optimization
- Documentation
- Mentorship
- Excel
Qualifications
- Bachelor's Degree
- FINRA SIE
- Series 99
About Apex Fintech Solutions
apexfintechsolutions.comUncover cloud-native wealth tech solutions and digital investing platforms from Apex. Power your financial institution’s growth—explore our technology today.
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