LPL Financial

Sr Ops Specialist, New Accounts

LPL Financial(26 days ago)

Fort Mill, SC, Charlotte, NCOnsiteFull TimeSenior$34,460 - $57,440Operations
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About this role

The Senior Operations Specialist for New Accounts at LPL Financial is a senior-level operations role within the firm's operations team focused on new account lifecycle oversight and quality assurance. The position serves as a subject matter expert on operational policies and supports advisors and clients across the wealth management platform.

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Required Skills

  • New Accounts
  • Compliance
  • Client Service
  • Quality Control
  • Document Review
  • Escalation Management
  • Process Improvement
  • Research
  • Microsoft Visio
  • Microsoft Word

+5 more

Qualifications

  • Bachelor Degree (Preferred)
LPL Financial

About LPL Financial

lpl.com

A leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.

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