Raymond James & Associates, Inc., Research Division

Sr. Regulatory Operations Analyst | Nonfinancial Regulatory Reporting

Raymond James & Associates, Inc., Research Division

5 days ago
United States
Hybrid
Full Time
Senior
0 applicants
Raymond James & Associates, Inc., Research Division
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About this role

The Senior Regulatory Operations Analyst supports the firm's compliance with non-financial regulatory reporting requirements by monitoring, preparing, and validating regulatory reports, and collaborating with management to interpret and implement regulatory standards. The role involves data analysis, process improvement, and ensuring adherence to industry regulations.

Skills

Qualifications

High School
Raymond James & Associates, Inc., Research Division

About Raymond James & Associates, Inc., Research Division

rjcapitalmarkets.com

Industry

Finance

N/A

About Raymond James & Associates, Inc., Research Division

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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