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Stock Plan Services Quality Specialist at Empower - ApplyBlast

Stock Plan Services Quality Specialist

Empower

4 days ago

3.9 on Glassdoor

Remote

Full Time

Medior

0 applicants

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About this role

The Stock Plan Services Quality Specialist performs quality reviews of back-office operational processing functions to ensure the accurate and timely processing of customer requests and stock plan transactions. This role partners with various business teams to improve processes, manage risk, and support an efficient processing environment while maintaining compliance with internal policies and regulatory requirements. The position is accountable for daily approvals, escalations, and post-transaction quality assurance activities.

Responsibilities

Perform quality reviews of back-office operational processing functions
Review and approve stock plan transactions and escalated processing items
Identify processing errors and recommend process improvements

Skills

Qualifications

Bachelor's degree in Business, Finance, or a related fieldFINRA Series 7 registrationFINRA Series 24 registration

About Empower

empower.com

Headquarters

Greenwood Village, Colorado, United States

Company Size

10001+ employees

Founded

2014

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Empower is a financial services company that provides retirement plan administration, investment and wealth-management solutions, and digital advice and planning tools for individuals, employers, and financial professionals. The firm combines human advice, people, and technology to help clients save for retirement, manage assets, and make informed investment decisions across workplace plans and personal accounts. Empower also supports employers and plan sponsors with plan services, reporting, and fiduciary solutions while offering advisors client-facing tools. Their stated vision is to transform financial lives and “empower financial freedom for all” (tagline: Invest well. Live a little.).

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