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© All Rights Reserved. ApplyBlast.com
cetera
The Supervision Specialist at Cetera provides principal oversight of securities and business transactions, supports supervisory leadership, and ensures compliance in a fast‑paced, highly regulated environment. The role involves reviewing and approving accounts, coaching financial representatives, and collaborating with compliance, legal, risk, and operations teams to address issues and promote a culture of risk awareness.
Headquarters
San Diego, California, United States
Company Size
1001-5000 employees
Founded
1981
Cetera Financial Group is a U.S.-based financial services firm that supports independent financial advisors through a network of broker-dealers and registered investment advisors. It provides custody and brokerage platforms, advisory and wealth-management solutions, technology, compliance, and practice‑management support to help advisors grow their businesses and serve clients. Cetera emphasizes advisor autonomy, operational scale, and integrated tools and product access to enable client success and business growth.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for cetera.
15% below the average for this role