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© All Rights Reserved. ApplyBlast.com
cetera
The Supervision Specialist serves as a principal responsible for complex supervision functions, leadership support, and advanced risk oversight within the securities and direct business transactions. The role involves directly overseeing Financial Representatives, providing guidance on supervision standards, and identifying potential sales practice issues. This position requires partnering with Compliance, Legal, and Risk teams to address concerns and implement solutions while promoting a culture of compliance and accountability.
Headquarters
San Diego, California, United States
Company Size
1001-5000 employees
Founded
1981
Cetera Financial Group is a U.S.-based financial services firm that supports independent financial advisors through a network of broker-dealers and registered investment advisors. It provides custody and brokerage platforms, advisory and wealth-management solutions, technology, compliance, and practice‑management support to help advisors grow their businesses and serve clients. Cetera emphasizes advisor autonomy, operational scale, and integrated tools and product access to enable client success and business growth.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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and employee contacts for cetera.
cetera didn’t post a salary, so this is our estimate from similar listings.