BOK Financial Corporation Group
The Supervisory Principal oversees sales activities for advisors within an office of supervisory jurisdiction, ensuring compliance with securities regulations and industry standards. This role involves training staff, reviewing complex transactions, managing conflicts, and serving as a subject matter expert on regulatory matters to drive firm integrity.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for BOK Financial Corporation Group.