LPL Financial
The Senior Vice President, Associate General Counsel, Technology & Enterprise Services leads legal strategy, risk management, and support for critical enterprise functions, reporting directly to the Chief Legal Officer. This executive oversees a broad portfolio including Intellectual Property, Technology Legal, Cybersecurity Legal, Privacy Legal, and Commercial Contracting. The role provides practical, business-oriented legal guidance to senior management and cross-functional teams while managing legal and regulatory risks.
Headquarters
San Diego, California, United States
Company Size
5001-10000 employees
Founded
1989
A leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for LPL Financial.
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Dec 10, 2025
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