SVP - Internal Audit
LPL Financial(1 month ago)
HybridFull TimeSenior$197,026 - $328,377Internal Audit
Apply NowAbout this role
The SVP, Internal Audit at LPL Financial reports directly to the Chief Audit Executive and is responsible for evaluating and improving risk management, internal controls, and governance processes. This role involves leading risk-based internal audits and ensures compliance with regulatory requirements in a fast-changing environment.
Required Skills
- Risk Management
- Internal Controls
- Audit Strategies
- Regulatory Compliance
- Stakeholder Engagement
Qualifications
- Bachelor’s Degree
- MBA (Preferred)
- CPA
- CIA
- CISSP
- PMP
- CISA
About LPL Financial
lpl.comA leading wealth management firm for independent advisors across the U.S., LPL’s technology and resources can help you and your clients succeed. Learn more.
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