Trade Operations Support Specialist
TD Bank Group(1 month ago)
About this role
The Trade Operations Support Specialist at TD Wealth is a position within TD Bank’s wealth management line of business focused on supporting trading operations and advisor-facing trade services. The role supports the accuracy and integrity of trade processing and helps ensure compliance with FINRA and securities regulations. Located in Hartford, CT, it sits within a team that manages trade systems and operational controls.
Required Skills
- Trade Execution
- Regulatory Reporting
- Trade Review
- Risk Management
- Advisor Support
- Trade Corrections
- Margin Resolution
- NetX360
Qualifications
- Undergraduate Degree (Preferred)
- Series 7
- Series 24
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
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