Trade Review Principal Lead
Integrity Marketing Group LLC(7 days ago)
About this role
The Trade Review Principal Lead oversees the review and approval of financial transactions, ensuring compliance with industry standards and company policies. The role involves supervising trade review operations, providing training, and collaborating with compliance teams to maintain regulatory adherence.
Required Skills
- Trade Review
- Compliance
- Financial Analysis
- Regulatory Knowledge
- Securities Licenses
- Risk Management
- Leadership
- Customer Service
- Financial Planning
- Investment
Qualifications
- BA/BS Degree
- FINRA Series 6/7
- Series 24/26
About Integrity Marketing Group LLC
integrity.comIntegrity is a leader in providing holistic life, health and wealth planning and solutions designed to help Americans prepare for the good days ahead.
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