Trade Supervision Manager
Sun Life(25 days ago)
About this role
The Trade Supervision Manager is a member of Sun Life’s Business Governance & Controls team providing first-line oversight of trading activities within the Canadian Retail Advice & Solutions business. The role supports adherence to regulatory obligations and Sun Life policies while ensuring client interests are prioritized. The position partners with advisors and field leaders and contributes to improving compliance practices across the business.
Required Skills
- Trade Supervision
- Compliance
- Regulatory Knowledge
- Risk Identification
- Coaching
- Reporting
- Communication
- Time Management
- Bilingualism
Qualifications
- Mutual Fund Dealer Branch Manager Proficiency
- Branch Manager’s Course Exam (CSI)
- Mutual Fund Branch Manager’s Examination Course Exam (IFSE)
- Branch Compliance Officers Course Exam (CSI)
- Canadian Investment Funds Course Exam
- Canadian Securities Course Exam
- Investment Funds in Canada Exam
- Investment Dealer Branch Manager Proficiency (asset)
About Sun Life
sunlife.comSun Life is a financial services company providing financial planning, life insurance, health insurance, investments and more.
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