Trading Srvcs Cons (S7//24/S63) - Hybrid
Northwestern Mutual(27 days ago)
About this role
The Trading Services Consultant at Northwestern Mutual provides advanced securities guidance and operational expertise to clients and Registered Financial Representatives across NMIS and WMC. The role supports trade execution and investment servicing while ensuring adherence to regulatory and firm policies. It also serves as a technical and compliance resource within the IPS Trading Services organization.
Required Skills
- Trade Execution
- Equity Trading
- Fixed Income
- Options
- Client Advisory
- Risk Assessment
- Compliance
- Project Management
- Mentoring
- Presentation Skills
+2 more
Qualifications
- Bachelor's Degree
- FINRA Series 7
- FINRA Series 63
- SIE
- Series 65 (within 3 months)
- Series 4 or Series 24 or Series 53 (within 6 months)
- Registered Representative Fingerprinting
About Northwestern Mutual
northwesternmutual.comNorthwestern Mutual is a financial partner that offers personalized plans, top-rated services and life insurance. Find a financial advisor and get started on your plan today.
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