Northwestern Mutual

Trading Srvcs Sr Spec (S7/63) - Hybrid

Northwestern Mutual(27 days ago)

Franklin, WIOnsiteFull TimeSenior$57,260 - $106,340Wealth Management
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About this role

The Trading Services Senior Specialist at Northwestern Mutual supports clients and Registered Financial Representatives within NMIS and the Wealth Management Company by providing trade execution support and investment guidance. The role focuses on activities performed on the trading desk, ensuring transactions and processes adhere to regulatory standards while delivering a high-quality client service experience.

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Required Skills

  • Trade Execution
  • Equity Trading
  • Fixed Income
  • Options Trading
  • Client Advisory
  • Portfolio Analysis
  • Regulatory Compliance
  • Securities Processing
  • Communication
  • Detail Orientation

Qualifications

  • BS in Business
  • Series 7 - FINRA
  • Series 63 - FINRA
  • SIE - FINRA
  • Registered Representative
Northwestern Mutual

About Northwestern Mutual

northwesternmutual.com

Northwestern Mutual is a financial partner that offers personalized plans, top-rated services and life insurance. Find a financial advisor and get started on your plan today.

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