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Trust Compliance Officer at Osaic - ApplyBlast

Trust Compliance Officer

Osaic

3 months ago

2.6 on Glassdoor

Henderson, Nevada

Onsite

Full Time

Senior

0 applicants

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About this role

The Trust Compliance Officer oversees compliance and risk management processes for Premier Trust, ensuring adherence to laws, regulations, and internal policies. This role involves leading the compliance team in assessing financial and legal risks, managing audits, and maintaining strict confidentiality of records. The position requires close collaboration with the Director of Operations to mitigate risks and stay current on regulatory changes.

Responsibilities

Oversee compliance and risk management processes
Assess and develop compliance audit procedures
Serve as point of contact for internal and external auditors
Monitor potential legal matters and regulatory changes
Conduct periodic training on regulatory requirements

Skills

Qualifications

Certified Fiduciary & Investment Risk Specialist (CIFRS)

About Osaic

osaic.com

Headquarters

Scottsdale, Arizona, United States

Company Size

1001-5000 employees

Founded

2016

View Profile

Osaic is one of the nation’s largest providers of wealth management solutions and home to a service-driven community of Financial Professionals. The moments our Advisors create with clients inspire us and shape our strategy to empower their success.