Vice President, Compliance Monitoring Program - TD Securities (US)
TD Bank Group(1 month ago)
About this role
A VP, Compliance at TD Securities leads the US Compliance Monitoring & Testing team, developing and coordinating the monitoring program and contributing to compliance test execution and coverage planning. The role oversees a team of specialists and serves as a subject-matter expert and key contact for business management, regulators, and auditors. Based in New York, the position supports enterprise-wide compliance program activities and drives improvements in monitoring, reporting, and issue management.
Required Skills
- Compliance Monitoring
- Compliance Testing
- Regulatory Knowledge
- Audit
- Surveillance Tools
- Control Analysis
- Project Management
- Stakeholder Management
- Data Analysis
- Excel
Qualifications
- Bachelors Degree
- JD (Preferred)
About TD Bank Group
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