Vice President, Compliance Officer
PIMCO(1 month ago)
About this role
PIMCO is hiring a VP, Compliance Officer to join its global Legal and Compliance team, focused on the U.S. investment adviser compliance program. The role supports regulatory alignment and program enhancement across the organization, partnering with global compliance and cross-functional stakeholders. ERISA exposure is a plus but not required.
Required Skills
- Investment Adviser Compliance
- Regulatory Compliance
- Policy Development
- Compliance Governance
- Risk Assessment
- Testing And Monitoring
- Conflict Of Interest
- Compliance Training
- ERISA Compliance
- QPAM Oversight
+4 more
Qualifications
- Bachelor's Degree
- Juris Doctor
About PIMCO
pimco.comPIMCO is an investment management firm providing solutions for institutions, financial professionals and millions of individuals worldwide. Learn more.
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