Vice President – Compliance Regulatory Change Lead
TD Bank Group(26 days ago)
About this role
The Compliance Regulatory Change Lead oversees implementation of regulatory changes for TD’s U.S. Wholesale businesses and is a core member of the TDS US Core Compliance Team. The role supports TD’s Regulatory Compliance Management Framework, maintains the firm’s regulatory inventory, and coordinates with stakeholders to assess regulatory impact and ownership for implementation.
Required Skills
- Regulatory Change
- Regulatory Inventory
- Securities Regulation
- Market Surveillance
- Project Management
- Stakeholder Management
- Control Testing
- Data Analysis
- Excel
- SharePoint
Qualifications
- BA/BS
- JD (Preferred)
About TD Bank Group
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