Vice President Compliance Testing

The Vice President Compliance Testing role plans, prepares, and executes regulatory and compliance-based reviews for various divisions within the Institutional Securities Group, including Equities, Fixed Income, Commodities, and Investment Banking. The position involves assessing adherence to laws, rules, and firm policies, as well as evaluating the design and operating effectiveness of controls across the US, Canada, and Latin America. This role requires strong technical and analytical skills, including experience with data analytics and artificial intelligence in compliance testing.