Vice President, Suitability, Supervision & Agent Monitoring

Internship Positions at Global Atlantic Financial Group(8 days ago)

Hartford, CT, United StatesOnsiteFull TimeDirector$150,000 - $170,000Compliance

About this role

The Vice President, Suitability, Supervision & Agent Monitoring is a senior compliance leader responsible for governance and continuous improvement of annuity suitability, agent supervision, and broker-dealer oversight programs across the enterprise. The role ensures sales practices, agent conduct, and suitability determinations comply with applicable laws, regulations, and company policy while promoting a culture of compliance and consumer protection. This position partners with Legal, Compliance, Risk, Distribution, and Operations to support regulatory readiness and sustainable growth.

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Required Skills

Suitability Review
Agent Monitoring
Broker-Dealer Oversight
Supervisory Testing
Regulatory Compliance
Risk Analysis
Team Leadership
Data Analysis
Onboarding
Audit Support

Qualifications

Bachelor’s Degree
Juris Doctor (Preferred)
FINRA License (Preferred)

About Internship Positions at Global Atlantic Financial Group

globalatlantic.com

Global Atlantic is a financial services company that provides retirement, life insurance and reinsurance solutions for individuals, financial professionals and institutions. Its product suite includes annuities and life insurance designed to help clients secure retirement income, manage longevity risk and protect legacy goals, along with institutional reinsurance and capital solutions. The firm manages and invests premiums to support long-term guarantees and risk management. Global Atlantic emphasizes disciplined risk management and distribution through advisors, banks and platforms.