Canaccord Genuity
The Vice President leads the Wealth Management Compliance Business Oversight and Advisory team, ensuring regulatory control and integrity for Canaccord Genuity's wealth management division. This role involves developing and maintaining the firm's compliance program, overseeing adherence to securities regulations, and managing relationships with regulatory bodies. The position requires providing strategic compliance advice to business leadership and driving continuous improvement within the compliance function.
Canaccord Genuity Group Inc. is a leading independent, full-service financial services firm, with operations in two principal segments of the securities industry: wealth management and capital markets.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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Canaccord Genuity didn’t post a salary, so this is our estimate from similar listings.
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