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VP, Compliance - Card Services & Cash Management at Fidelity - ApplyBlast

VP, Compliance - Card Services & Cash Management

Fidelity

5 months ago

4.4 on Glassdoor

Smithfield, RI

Onsite

Full Time

Executive

0 applicants

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About this role

As a VP-level executive within the Wealth and Brokerage Compliance team, this role provides leadership and counsel on regulatory requirements for Fidelity's personal card services and cash management products. The leader oversees compliance frameworks for debit and credit programs, manages fraud and dispute protocols, and collaborates with business units to mitigate risk. Success in this position requires deep expertise in navigating complex financial regulations like Regulation E and SEC rules.

Responsibilities

Provide compliance leadership and counsel on regulatory requirements
Oversee design and governance for personal card services products
Manage fraud and dispute handling obligations
Collaborate with business units on compliance frameworks
Mitigate risk to the broker-dealer entity

Skills

Qualifications

BA/BS DegreeJDMBA10 Years Financial Services Experience5 Years Compliance Experience

About Fidelity

fidelity.com

Headquarters

Boston, Massachusetts, United States

Company Size

10001+ employees

Founded

1946

View Profile

Fidelity Investments is a leading financial services company that specializes in helping individuals and businesses achieve their financial goals through a wide range of products and services. These offerings include brokerage, retirement planning, investment management, and wealth management, as well as tools for saving and spending efficiently. With a focus on customer support and financial guidance, Fidelity aims to empower its clients to make informed financial decisions to secure their futures. The company is known for its robust online trading platforms and comprehensive financial planning resources.