VP, Compliance - Regulatory Initiatives - Policies and Procedures, TD Securities
TD Bank Group(5 months ago)
About this role
The VP Compliance TDS leads a team of compliance specialists who provide regulatory advice, guidance, and expertise to business units to manage regulatory risk. The role is responsible for developing and maintaining Compliance policies and procedures, supporting policy governance and reporting, and coordinating with stakeholders to ensure regulatory requirements are met. The position also supports regulatory reviews, audit responses, and prepares reporting for senior management and external stakeholders.
Required Skills
- Policy Drafting
- Regulatory Compliance
- Governance
- Stakeholder Management
- Project Management
- Policy Maintenance
- Audit Response
- Market Surveillance
- Analytical Skills
- Communication
+2 more
Qualifications
- Bachelors Degree
- JD (Desirable)
About TD Bank Group
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